SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
ONE AMC WAY |
11500 ASH STREET |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
National CineMedia, Inc.
[ NCMI ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 03/13/2014
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Units of National CineMedia, LLC |
$0
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03/13/2014 |
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A |
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141,731 |
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Common Stock of National CineMedia, Inc. |
141,731 |
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19,194,501
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D |
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1. Name and Address of Reporting Person*
ONE AMC WAY |
11500 ASH STREET |
(Street)
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1. Name and Address of Reporting Person*
ONE AMC WAY |
11500 ASH STREET |
(Street)
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1. Name and Address of Reporting Person*
ONE AMC WAY |
11500 ASH STREET |
(Street)
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Explanation of Responses: |
Remarks: |
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See Signatures attached as Exhibit 99.1 |
03/17/2014 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
mm03-1714amc_ncmi4.htm
JOINT FILER INFORMATION
This report is filed jointly by American Multi-Cinema, Inc., AMC Entertainment Inc., and AMC Entertainment Holdings, Inc. American Multi-Cinema, Inc. has the right to designate a representative to serve on National CineMedia Inc.’s board of directors. Craig R. Ramsey is American Multi-Cinema, Inc.’s designee to National CineMedia, Inc.’s board of directors.
Address of each of the Reporting Persons: One AMC Way, 11500 Ash Street, Leawood, Kansas 66211.
Name of Designated Filer: American Multi-Cinema, Inc.
Date of Earliest Transaction Required to be Reported: March 13, 2014
Relationship of Reporting Persons to Issuer: Director and 10% Owner
Issuer Name and Ticker or Trading Symbol: National CineMedia, Inc. (NCMI)
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AMERICAN MULTI-CINEMA, INC.
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By:
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/s/ Edwin F. Gladbach
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Name:
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Edwin F. Gladbach
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Vice President, Legal
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AMC ENTERTAINMENT INC.
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By:
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/s/ Edwin F. Gladbach
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Edwin F. Gladbach
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Vice President, Legal
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AMC ENTERTAINMENT HOLDINGS, INC.
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By:
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/s/ Edwin F. Gladbach
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Name:
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Edwin F. Gladbach
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Vice President, Legal
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