SC 13D/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13D

(Rule 13d-101)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

UNDER THE SECURITIES EXCHANGE ACT OF 1934    

(Amendment No. 11)

National CineMedia, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

635309107

(CUSIP Number)

Michael D. Cavalier

Executive Vice President, General Counsel and Secretary

Cinemark Holdings, Inc.

3900 Dallas Parkway

Plano, Texas 75093

(972) 665-1000

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

April 14, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

 

* 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 635309107

 

  1    

  Names of Reporting Persons

 

  Cinemark Holdings, Inc.

  2  

  Check the Appropriate Box if a Member of a Group (see Instructions)

  (a)  ☐        (b)  ☒

 

  3  

  SEC Use Only

 

  4  

  Source of Funds (see Instructions)

 

  OO

  5  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)

 

  ☐

  6  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

 

     7   

  Sole Voting Power

 

  43,161,550 shares

     8   

  Shared Voting Power

 

  -0- shares

     9   

  Sole Dispositive Power

 

  43,161,550 shares

   10   

  Shared Dispositive Power

 

  -0- shares

11    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  43,161,550 shares

12  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see Instructions)

 

  ☐

13  

  Percent of Class Represented by Amount in Row

 

  35.14%

14  

  Type of Reporting Person (See Instructions)

 

  HC

 


EXPLANATORY NOTE

This Amendment No. 11 (“Amendment No. 11”) amends the Schedule 13D first filed on March 28, 2011, and as amended subsequently (the “Schedule 13D”), by Cinemark Holdings, Inc. (the “Reporting Person”) with respect to the common stock, par value $0.01 per share of the Issuer (the “Common Stock”). This Amendment No. 11 reflects changes to Items 3, 4 and 5 of the Schedule 13D. Capitalized terms used but not otherwise defined herein shall have their respective meanings under the Schedule 13D.

 

Item 3.

Source and Amount of Funds or Other Consideration

Item 3 is hereby amended to add the following:

On April 14, 2021, pursuant to the Common Unit Adjustment Agreement, the Reporting Person received, through its wholly-owned subsidiary, Cinemark USA, Inc. and its wholly-owned subsidiary Cinemark Media, Inc., 2,311,482 newly issued NCM Units in accordance with the 2020 Annual Adjustment.

 

Item 4.

Purpose of Transaction

Item 4 is hereby amended to add the following:

The Reporting Person acquired the NCM Units referred to in Item 3 of this Amendment No. 11, in accordance with the 2020 Annual Adjustment, for investment purposes pursuant to the terms of the Common Unit Adjustment Agreement.

 

Item 5.

Interest in Securities of the Issuer

Item 5 is hereby amended as follows:

(a) Including the NCM Units referred to in this Amendment No. 11, the Reporting Person, through its wholly-owned subsidiary, Cinemark USA, Inc. and its wholly-owned subsidiary Cinemark Media, Inc., currently may be deemed to beneficially own 43,161,550 shares of Common Stock. Cinemark’s beneficial ownership of 43,161,550 shares of Common Stock equals approximately 35.14% of the Issuer’s issued and outstanding shares of Common Stock on an as-converted basis as of the filing date.

Neither the filing of this Amendment No. 11 nor any of its contents shall be deemed to constitute an admission that any executive officer or director of the Reporting Person or any of its subsidiaries listed on Schedule A hereto, is the beneficial owner of the Common Stock subject of this Amendment No. 11 for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.


Schedule A

Directors and Executive Officers

The name, principal occupation and business address of each director and executive officer of the Reporting Person are set forth below. All of the persons listed below are citizens of the United States of America, unless otherwise indicated.

 

Name

  

Business Address

  

Present Principal Occupation and Position(s) with
Reporting Person

Lee Roy Mitchell   

3900 Dallas Parkway

Plano, TX 75093

   Executive Chairman of the Board
Darcy M. Antonellis   

3900 W. Alameda Ave., Suite 1700

Burbank, CA 91505

  

CEO, Vubiquity, Inc.

Director of Reporting Person

Benjamin D. Chereskin   

401 N. Michigan Ave., Suite 530

Chicago, IL 60611

  

President, Profile Capital Management LLC

Director of Reporting Person

Nancy S. Loewe   

220 Occidental Ave S

Seattle, WA 98104

  

CFO - Weyerhaueser Company

Director of Reporting Person

Steven P. Rosenberg   

12036 Arbargee Circle

Dallas, TX 75230

  

Manager, SPR Ventures, Inc.

Director of Reporting Person

Enrique F. Senior   

711 Fifth Avenue

New York, NY 10022

  

Managing Director, Allen & Co. LLC

Director of Reporting Person

Carlos M. Sepulveda   

12700 Park Central Drive, Suite 1700

Dallas, TX 75251

  

Chairman of the Board, Triumph Bancorp, Inc.

Director of Reporting Person

Raymond W. Syufy   

150 Pelican Way

San Rafael, CA 94901

  

CEO, Syufy Enterprises

Director of Reporting Person

Nina Vaca    5501 Lyndon B. Johnson Freeway, Suite 600, Dallas, TX 75240    Chairman & CEO, Pinnacle Group Director of Reporting Person
Mark Zoradi   

3900 Dallas Parkway

Plano, TX 75093

  

CEO

Director of Reporting Person

Sean Gamble   

3900 Dallas Parkway

Plano, TX 75093

   CFO; COO
Valmir Fernandes   

3900 Dallas Parkway

Plano, TX 75093

  

President - Cinemark International, L.L.C

•  Citizen of Brazil

Michael Cavalier   

3900 Dallas Parkway

Plano, TX 75093

   Executive Vice President – General Counsel; Secretary


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: April 22, 2021

   

CINEMARK HOLDINGS, INC

 

   

By:

 

/s/ Michael D. Cavalier

   

Name:

 

Michael D. Cavalier

   

Title:

 

Executive Vice President - General Counsel and Secretary